OTC rules for Current/Reporting of Material/Corporate/Events
These Dalton has gotten away with. ( Any changes to litigation the issuer may be involved in, or any new litigation surrounding the issuer. )
C-03-JG-22-011640 COBBLESTONE HOMEOWNERS ASSN INC
DALTON, DAVID L BALTIMORE COUNTY Entered $3,871.24 00000/00000 10/05/2022
03-L-17-011231 Boys School Of St Pauls Parish Inc
Dalton, David L BALTIMORE COUNTY Entered $10,888.47 00000/00000 11/09/2017
03-L-17-011231 St Pauls School
Dalton, David L BALTIMORE COUNTY Entered $10,888.47 00000/00000 11/09/2017
In addition to the disclosure requirements above, all companies on the Pink market are expected to promptly release to the public any news or information regarding corporate events that may be material to the issuer and its securities (including adverse information). Persons with knowledge of such events are considered to be in possession of material nonpublic information and may not buy or sell the issuer’s securities until or unless such information is made public. If not included in the issuer’s previous public disclosure documents, or if the material events occurs after the publication of such disclosure documents, the issuer shall publicly disclose such events by disseminating a news release within four (4) business days following their occurrence and posting such news release through an Integrated Newswire or the OTC Disclosure & News Service.3
Material corporate events may include:
• Changes to the company’s shell status. Please refer to our FAQ on Shell Companies
• Changes in control of issuer
• Departure of directors or principal officers; election of directors; appointment of principal officers
• Entry into or termination of a material definitive agreement or material agreement not made in the ordinary course of business
• Completion of an acquisition or disposition of assets, including but not limited to merger transactions
• Creation of a direct financial obligation or an obligation under an off-balance sheet arrangement of an issuer
• Triggering events that accelerate or increase a direct or contingent financial obligation including any default or acceleration of an obligation or an obligation under an off-balance sheet arrangement
• Costs associated with exit or disposal activities including material write-offs and restructuring; Material impairments
• Unregistered sales of equity securities
• Material modification to rights of security holders
• Changes in issuer's certifying accountant
• Non-reliance on previously issued financial statements or a related audit report or completed interim review
• Change in a company’s fiscal year; Amendments to articles of incorporation or bylaws that were not previously disclosed in a proxy statement or other such disclosure statement.
• Amendments to the issuer's code of ethics, or waiver of a provision of the code of ethics
• Any changes to litigation the issuer may be involved in, or any new litigation surrounding the issuer
• Officer, director, or insider transactions in the issuer’s securities
• Disclosure of investor relations, marketing, brand awareness, and stock promotion activities which might reasonably be expected to materially affect the market for its securities or otherwise deemed material by the issuer
• A company’s bankruptcy or receivership
• Termination or reduction of a business relationship with a customer that constitutes a specified amount of the company’s revenues
• Any material limitation, restriction, or prohibition, including the beginning and end of lock-out periods, regarding the company’s employee benefits, retirement and stock ownership plan
• Earnings releases
• Other materially different information regarding key financial or operation trends from that set forth in periodic reports
• Other events the issuer determines to be material
CHEERS
THE ANT
AI
