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Re: GetSeriousOK post# 59384

Saturday, 03/23/2024 1:59:13 PM

Saturday, March 23, 2024 1:59:13 PM

Post# of 75278
You kinda missed one

"In some cases, FINRA may deny an issuer’s request for a corporate change. Generally, a request may be denied in any of the following circumstances:


The issuer is not current in its reporting.


Parties related to the action are the subject of pending, adjudicated, or settled regulatory action or investigation or criminal or civil action related to fraud or securities law.
The settlement and clearance process holds significant uncertainty.
FINRA believes forms and information submitted are incomplete, inaccurate, or lack proper authority.
A government authority has indicated persons related to the action may be involved in fraudulent activity."

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