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longago

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longago

Re: pantherj post# 19265

Tuesday, 03/05/2024 10:36:50 AM

Tuesday, March 05, 2024 10:36:50 AM

Post# of 19282
From Wikipedia, the free encyclopedia
Overview
The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices and approximately 612,457 registered securities representatives.[5][6][7]

Don't see any authority to be involved in the operation of private companies and their owners.

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