SolarWindow Technologies, Inc. (WNDW)

[TRUISM]

The final judgment against Rayat permanently enjoins him from violating Section 17(a) of the Securities Act of 1933 (“Securities Act”) and Sections 10(b) and 20(b) of the Securities Exchange Act of 1934 (“Exchange Act”), and Rule 10b-5 thereunder; prohibits Rayat from acting as an officer or director of a public company; bars Rayat from participating in the offering of any penny stock; and orders Rayat to pay disgorgement of $1,270,352, prejudgment interest of $207,656, and a civil penalty of $1,270,352.

The final judgment against Bhogal permanently enjoins him from violating Securities Act Section 17(a) and Exchange Act Sections 9(a)(2) and 10(b), and Rule 10b-5 thereunder; prohibits Bhogal from acting as an officer or director of a public company for 10 years; bars Bhogal from participating in the offering of any penny stock; orders Bhogal and 1420527 Alberta Ltd. to pay, jointly and severally, disgorgement of $1,136,182 and prejudgment interest of $194,562; and orders Bhogal to pay a civil penalty of $669,687.

Securities and Exchange Commission v. Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming, No. 1:21-cv-04777 (S.D.N.Y.)

TRUISM