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Wednesday, January 17, 2024 10:41:28 AM
It is referring to legal payment of a purchase or sale of an equity security of an enterprise OR for damages arising from the purchase, sale or retention of such a security.
Please. Read. Carefully.
(3) Any payment of any claim, whether or not reduced to judgment, liquidated or unliquidated, fixed, contingent, matured or unmatured, disputed or undisputed, legal, equitable, secured or unsecured, arising from rescission of a purchase or sale of an equity security of an Enterprise or for damages arising from the purchase, sale, or retention of such a security.
Link: https://www.law.cornell.edu/cfr/text/12/1229.13
Put another way:
- (3) Any payment of any claim
- (whether or not reduced to judgment, liquidated or unliquidated, fixed, contingent, matured or unmatured, disputed or undisputed, legal, equitable, secured or unsecured)
- arising from rescission of a purchase or sale of an equity security of an Enterprise or for damages arising from the purchase, sale, or retention of such a security.
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