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Thursday, December 21, 2023 11:11:51 AM
"Compliance with Regulation SHO began on January 3, 2005. Regulation SHO was adopted to update short sale regulation in light of numerous market developments since short sale regulation was first adopted in 1938 and to address concerns regarding persistent failures to deliver and potentially abusive “naked” short selling"
https://files.brokercheck.finra.org/individual/individual_2839692.pdf
Your boy you keep plugging? Was GONE from Morgan April 2005 and is a criminal for things like Assault, not to mention a Bankruptcy, Pending liens of $350k and a multitude of firms.... where he seems to last a few months at a time, so this too is a B.S. post and you are listening to only what you want to hear...and once again, un related to GTII...What's more is that Morgan Stanley has 80k employees and millions of accounts and as he speaks of just placing the order, there is a pretty good chance they have the stock somewhere in the system to cover...So while he THINKS he is selling Naked, he most likely is not. SHO basically required firms to create an internal system (most do it electronically) to ensure that an account that agrees to "Hypothecation" in their customer agreement (almost everyone does this unknowingly) can use their shares to deliver. Class dismissed once again.
https://files.brokercheck.finra.org/individual/individual_2839692.pdf
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