Kisses from Italy Inc (KITL): What is the piggyback exception for 15c2...

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Re: Harbor6460 post# 14801

Friday, 12/15/2023 3:56:52 PM

Friday, December 15, 2023 3:56:52 PM

What is the piggyback exception for 15c2 11?
The piggyback exception allows brokers or dealers to publish or submit continuous quotations without complying with the information review requirements before publishing or submitting each quotation.[/u]Nov 30, 2022

Rule 15c2-11 Fixed Income No-Action Letter to FINRA - SEC.gov

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