MedX Holdings Inc (MEDH)

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FINRA MedX investigation

Ya all smart enough ta see Where MedX is headin?
Probably not.

Who holds FINRA accountable?
FINRA is overseen by the Securities and Exchange Commission (SEC) and is authorized by Congress to protect U.S. investors by making sure the broker-dealer industry operates fairly and honestly.

Can FINRA put people in jail?
FINRA is a self-regulatory organization and not a government entity. FINRA cannot sentence you to jail for a violation of industry rules and regulations. It can issue a monetary fine or a temporary or permanent ban from membership.

What is the 30 day rule for FINRA?
FINRA Rule 4530(a) requires firms to promptly report specified events to FINRA no later than 30 calendar days after the firm knows or should have known of their existence

FINRA and MARK MILLER

The lawsuit that could kill Wall Street’s industry regulator
By SAM SUTTON 08/17/2023 08:00 AM EDT
https://www.politico.com/newsletters/morning-money/2023/08/17/the-lawsuit-that-could-kill-wall-streets-industry-regulator-00111572

https://www.cadc.uscourts.gov/internet/orders.nsf/5EBC88B3F77E7F82852589E30054610D/%24file/23-5129LDSN2.pdf