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Re: TheFirm post# 6343

Thursday, 11/16/2023 4:26:30 PM

Thursday, November 16, 2023 4:26:30 PM

Post# of 7403
It doesn't matter if the charge goes away. Nakeds are rarely in plain sight. You'll see what I mean soon. As for the GTII case not sure what you mean by "release Cannacord" after case was filed there were several extensions to the timeframe the MM's would have had to answer the complaint. Typically when extensions happen it means they're negotiating. If this wasn't true then they would have immediately answered and or filed a motion to dismiss the case. They did not. So not responding with an answer to the complaint is not what you think. As for the Alpine original PR I think it's safe to say that counsel knew what was coming from FINRA and the Wells notice and decided they'd let FINRA try first. And if you look up Rule 11(as mentioned at the bottom of the dismissal) you can get a clue as to whether your "fictitious" suit claim would be accurate
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