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Re: The Whale post# 151117

Monday, 11/06/2023 12:39:42 AM

Monday, November 06, 2023 12:39:42 AM

Post# of 171932
"FINRA’s processing function helps to keep investors and the market informed of company corporate actions. However, FINRA is not responsible for approving or disapproving the action the company is taking. And FINRA does not review such requests for a company’s compliance with any federal, state or other regulatory requirements. The public company is responsible for making sure their business decisions comply with all applicable laws and regulations."

https://www.finra.org/investors/insights/corporate-actions-public-companies-what-you-should-know
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