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Wayne R

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Re: trader53 post# 502

Monday, 10/30/2023 6:44:41 AM

Monday, October 30, 2023 6:44:41 AM

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Item?8.01 Other Events.

On October 26, 2023, Tempest Therapeutics, Inc., a Delaware corporation (the “Company”), received a formal notification from The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has regained compliance with Nasdaq Listing Rule 5450(a)(1), which requires listed companies maintain a closing bid price of at least $1.00 per share.

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