Tuesday, October 24, 2023 3:38:56 PM
On September 28, 2021, new amendments to Rule 15c-211 under the Securities Exchange Act of 1934go into effect to enhance investor protection and improve issuer transparency. These amendments restrict the ability of market makers to publish quotations for those companies that have not made required current financial and company information available to regulators and investors.Ahead of the regulatory enforcement date, TD Ameritrade will only accept orders to liquidate positions -(i.e. no new buy orders) startingon or after September 3, 2021. Please note: After the amendment officially goes into effect on September 28, 2021, it may be more difficult to liquidate these securities.Quoting and market liquidity may also be very limited.The list is below as of September 20, 2021 and is subject to change at any time.
NanoViricides Reports that the Phase I NV-387 Clinical Trial is Completed Successfully and Data Lock is Expected Soon • NNVC • May 2, 2024 10:07 AM
ILUS Files Form 10-K and Provides Shareholder Update • ILUS • May 2, 2024 8:52 AM
Avant Technologies Names New CEO Following Acquisition of Healthcare Technology and Data Integration Firm • AVAI • May 2, 2024 8:00 AM
Bantec Engaged in a Letter of Intent to Acquire a Small New Jersey Based Manufacturing Company • BANT • May 1, 2024 10:00 AM
Cannabix Technologies to Deliver Breath Logix Alcohol Screening Device to Australia • BLO • Apr 30, 2024 8:53 AM
Hydromer, Inc. Reports Preliminary Unaudited Financial Results for First Quarter 2024 • HYDI • Apr 29, 2024 9:10 AM