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Tuesday, October 24, 2023 3:38:56 PM
On September 28, 2021, new amendments to Rule 15c-211 under the Securities Exchange Act of 1934go into effect to enhance investor protection and improve issuer transparency. These amendments restrict the ability of market makers to publish quotations for those companies that have not made required current financial and company information available to regulators and investors.Ahead of the regulatory enforcement date, TD Ameritrade will only accept orders to liquidate positions -(i.e. no new buy orders) startingon or after September 3, 2021. Please note: After the amendment officially goes into effect on September 28, 2021, it may be more difficult to liquidate these securities.Quoting and market liquidity may also be very limited.The list is below as of September 20, 2021 and is subject to change at any time.
Greenlite Ventures Completes Agreement with No Limit Technology • GRNL • Jul 19, 2024 10:00 AM
VAYK Expects Revenue from First Airbnb Property Starting from August • VAYK • Jul 18, 2024 9:00 AM
North Bay Resources Acquires Mt. Vernon Gold Mine, Sierra County, California, with Assays up to 4.8 oz. Au per Ton • NBRI • Jul 18, 2024 9:00 AM
Nightfood Holdings Signs Letter of Intent for All-Stock Acquisition of CarryOutSupplies.com • NGTF • Jul 17, 2024 1:00 PM
Kona Gold Beverages Reaches Out to Largest Debt Holder for Debt Purchase Negotiation • KGKG • Jul 17, 2024 9:00 AM
Avant Technologies Welcomes Back Former CEO with Eye Toward Future Growth and Expansion • AVAI • Jul 17, 2024 8:00 AM