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Re: T-Hawk post# 47400

Wednesday, 10/18/2023 9:31:46 AM

Wednesday, October 18, 2023 9:31:46 AM

Post# of 47646
Reality might set in when one sees no quotes---and finds out "specifically, opening transactions in “Expert Market” securities are not permitted and closing transactions in “Expert Market” securities will only be permitted under limited circumstances, subject to certain qualifications and restrictions."

can a stock come back from the Expert Market?---sure---but the steps are much more onerous than what it would have taken to stay off this tier in the first place i.e. financials up to date, including audited annuals, and a new Form 211 submitted by a broker on their behalf to FINRA to start...