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Re: None

Friday, 10/06/2023 1:53:42 PM

Friday, October 06, 2023 1:53:42 PM

Post# of 171995
OOPS hiLo you misquoted the quote

His quote says:

"Triggers for Review under FINRA RULE 6490

A FINRA review will be triggered if any of the five factors set forth in Rule 6490 are thought to be present:

• FINRA believes the forms are incomplete, inaccurate or filed without the appropriate corporate authority;

• The issuer is not current in its reporting obligations with the Securities and Exchange Commission;

• Persons related to the corporate action are likely involved in fraudulent activities involving securities or may pose a threat to investors;



The actual article he is quoting says:

"A FINRA review will be triggered if any of the five factors set forth in Rule 6490 are thought to be present:

♦ FINRA believes the forms are incomplete, inaccurate or filed without the appropriate corporate authority;

♦ The issuer is not current in its reporting obligations with the Securities and Exchange Commission;

♦ Persons involved in or related to the corporate action are the subject of pending or settled regulatory action or are under investigation by a regulatory body or are the subject of a pending criminal action related to fraud or securities law violations;

♦ Persons related to the corporate action are likely involved in fraudulent activities involving securities or may pose a threat to investors;

♦ There is significant uncertainty in the settlement and clearance process for the issuer’s securities."



OOPS busted again....IMO leaving out info in a quote and even attaching the Link and changing the quote....I mean I don't know what to call that