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Thursday, 10/05/2023 12:36:54 PM

Thursday, October 05, 2023 12:36:54 PM

Post# of 173808
The SEC reports, "Sabby and Mintz tried to conceal their fraudulent trading, including by using securities acquired after the trades to make it appear to brokers executing the trades that they had complied with the requirement to have borrowed or located the shares prior to their trades. As the complaint alleges, when questioned by at least one broker regarding their trading, Sabby and Mintz repeatedly lied about the trading."


















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