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HokieHead

Re: surfkast post# 146933

Friday, 09/29/2023 3:30:36 PM

Friday, September 29, 2023 3:30:36 PM

Post# of 172837
And again, link to there’s an open issue?

FINRA current open actions:

https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online

SEC open proceedings:

https://www.sec.gov/litigation/admin.htm

Change coming any day 🤡
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