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Re: Stef07 post# 123733

Monday, 09/11/2023 11:54:52 AM

Monday, September 11, 2023 11:54:52 AM

Post# of 130177

" But still no wells notice as predicted for 15 years here by Sunspotter."



How do you know?

"A Wells notice is a letter that the SEC sends to people or firms at the end of an investigation that states the SEC is planning to bring an enforcement action against them1. A Wells notice is not a formal allegation of wrongdoing, but it indicates that the SEC staff has found enough evidence to pursue a case. Whether a Wells notice is a material event that needs to be reported depends on the nature and severity of the potential violation, the likelihood of an enforcement action, and the impact on the business or reputation of the person or firm. There is no definitive rule or guidance on this matter"

The flurry of very overdue filings of egregiously delinquent Form 4s was prompted by something, after all.

“What gets us into trouble is not what we don't know. It's what we know for sure that just ain't so.”

- Mark Twain

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