Saturday, September 09, 2023 3:12:31 PM
https://www.sec.gov/files/litigation/apdocuments/3-19407-2023-05-17-app-not-withdr-applic.pdf
"This matter involves an appeal from a determination by the Financial Industry Regulatory Authority
("FINRA") under FINRA Rule 6490 to deny the application of Good Vibration Shoes, Inc. ("GVSI") to
FINRA for certain corporate actions."
https://www.sec.gov/files/litigation/apdocuments/3-19407-2020-09-16-reply-finra-opposition-application-good-vibration-shoes.pdf
"granting for this particular counsel at least four such applications before denying this one"
How about some quotes from a securities lawyer that uses the phrase "deny" - is she also wrong and a lying ihubber is right?
https://www.securitieslawyer101.com/2018/finra-enforcement-of-non-members-in-penny-stock-issuers/
"So in the end, the SEC remanded the proceeding to FINRA to determine the status of the individuals in question, and to determine whether denying the name change was necessary for the “protection of investors and the public interest."
"The Commission believes that the proposed factors are reasonably designed to allow FINRA to deny a request to process a Company Related Action based on the above-noted objective criteria"
"It can scrutinize corporate action requests, and deny them in some circumstances."
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