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Re: MrNormall post# 145308

Saturday, 09/09/2023 2:40:15 PM

Saturday, September 09, 2023 2:40:15 PM

Post# of 171929
But FINRA can and does in fact refuse to process Corporate Action requests when they deem appropriate. That's why the Cutler SEC appeal that George withdrew existed in the first place. FINRA did not process their request. They put a stop to it. They put the kibosh on it. They halted it. They ended it. They ixnayed it.

If Cutler had been able to come up with the missing filings then perhaps FINRA would process the actions. But nope...

I guess some of us just use the word "deny" because it's more efficient than saying "refuse to process". But in the end it's the same result, no matter how much one may deny it. Oh sorry, "refuse to acknowledge" it.

FINRA neither approves or denies Corporate Action requests. They merely process them, as they are a 3rd party, non-profit organization.

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