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Re: Hi_Lo post# 143448

Monday, 08/21/2023 9:38:54 AM

Monday, August 21, 2023 9:38:54 AM

Post# of 172060
Found another misquote:

HiLo quoted under triggers for deficiency determination: "FINRA believes the forms are incomplete, inaccurate or filed without the appropriate corporate authority;"

Wrong: it actually reads:" FINRA staff reasonably believes the forms and all supporting documentation, in whole or in part, may not be complete, accurate or with proper authority"

At least he got 4 words right this time

https://www.finra.org/rules-guidance/rulebooks/finra-rules/6490