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Re: cowtown jay post# 40352

Saturday, 08/19/2023 3:17:01 AM

Saturday, August 19, 2023 3:17:01 AM

Post# of 43160
"And by the way, Baudax filed a second prospectus today."

Two different file numbers are reflected in the Registration statements. One is an S-1 filing, the other is an S-3 filing.

https://www.sec.gov/Archives/edgar/data/1780097/000119312523093995/d497372ds1.htm

https://www.sec.gov/Archives/edgar/data/1780097/000119312521043475/d46186ds3.htm

"Form S-1 – long form typically used for IPOs and sometimes for other primary and secondary sales of securities. Form S-3 – short form typically used for follow-on offerings and public resales of a company's securities by selling shareholders, and available only if eligibility requirements are met."

https://www.google.com/search?q=what+is+the+diference+between+an+S-1+and+an+S-3%3F&sca_esv=558339750&ei=g2jgZOj2Nb2wqtsPyMiwiAE&ved=0ahUKEwioxJmWk-iAAxU9mGoFHUgkDBEQ4dUDCBA&uact=5&oq=what+is+the+diference+between+an+S-1+and+an+S-3%3F&gs_lp=Egxnd3Mtd2l6LXNlcnAiMHdoYXQgaXMgdGhlIGRpZmVyZW5jZSBiZXR3ZWVuIGFuIFMtMSBhbmQgYW4gUy0zPzIFEAAYogRI8ExQhwhY2ShwAXgBkAEAmAGXAaAB-AGqAQMxLjG4AQPIAQD4AQHCAgoQABhHGNYEGLAD4gMEGAAgQeIDBRIBMSBAiAYBkAYI&sclient=gws-wiz-serp
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