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Thursday, August 10, 2023 2:13:36 PM
IIROC Rules apply to all communication methods used by a Dealer, including, but not limited to, LinkedIn, Facebook, Twitter, YouTube, blogs, and chat rooms.
Dealers may face supervisory challenges related to social media websites used for business purposes, such as blogs, LinkedIn, Twitter, YouTube, chat rooms and Facebook.
By making anonymous representations or recommendations in internet chat rooms or bulletin boards, Approved Persons may violate conflict of interest or other business conduct rules. Dealers should therefore have policies and procedures in place to restrict their Approved Persons from engaging in such activities.
I received this from one of your former colleagues .
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