Plandai Biotechnology Inc (PLPL)

[shinytrout]

FINRA is a regulatory agency for Brokers-Dealers and Market Makers. The info you are referring to are requirements for FINRA members.....

Firms We Regulate
FINRA Regulates Broker-Dealers, Capital Acquisition Brokers, and Funding Portals. A Broker Dealer is in the business of buying or selling securities on behalf of its customers or its own account or both. A Capital Acquisition Broker is a Broker Dealer subject to a narrower rule book. A Funding Portal is a crowd funding intermediary.
https://www.finra.org/about/firms-we-regulate

What We Do
https://www.finra.org/about/what-we-do