Thursday, June 15, 2023 2:41:10 PM
Below is a copy/paste about another stock having trouble with name change.
PNNX does have a Form 15 filed in 2006. I don't see a form 10-12G ever being filed. Perhaps we need to see that as the precursor of a name change?
We can't get any answers from PNNX so we have to continue on with our own DD and assumptions.
"OTC Markets disclosure used to be sufficient, a custodian could take over an abandoned ticker, file a Form 15 to deregister and just get current though OTC Markets Alternative Reporting Standard.......and when the shells were sold, the new incoming companies could submit name changes to FINRA and get those approved.....this is no longer the case and has not been for awhile now.
There are companies out there, that purchased shells from custodians, that continue to get their name changes denied by FINRA, due to missing SEC filings before the Form 15 was filed....all of these are filing disclosure though OTC Markets.
I think there has been a couple of companies, that had missing filings but re-registered with a Form 10-12G and got the name change approved"
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