Coastal Capital Acquisition Corp (CCAJ)

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Did these 2 items below occur and was this the outcome?

- If the Department determines that a request to process documentation related to a SEA Rule 10b-17 Action or a Other Company-Related Action is deficient, FINRA staff shall provide written notice to the Requesting Party. Any notice issued under this paragraph shall state the specific factor(s) that caused the request to be deemed deficient and the Requesting Party may appeal a determination pursuant to paragraph (e) of this Rule.

- Am I required to file an appeal to a FINRA Rule 6490(d) deficiency determination?
No. A requesting party is not required to appeal a deficiency finding. If a requesting party does not appeal a deficiency finding, the Department will not announce the requesting party’s Company Related Action.