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Re: FU1 post# 11079

Monday, 04/17/2023 8:43:45 PM

Monday, April 17, 2023 8:43:45 PM

Post# of 11615
Rule 15c2-11 under the Securities and Exchange Act of 1934 (Exchange Act) governs the submission and publication of quotations by brokers and dealers for OTC equity securities. Specifically, the rule applies to a broker-dealer’s initiation or resumption of quotations for such securities.