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netmoney1999

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netmoney1999

Re: None

Thursday, 03/23/2023 12:04:33 PM

Thursday, March 23, 2023 12:04:33 PM

Post# of 3913
Dead soon due to shell rule changes?

Amendments to Rule 15c2-11 Regarding Shells: Effective March 28th
The Rule also provides an 18-month transition period for any company that was identified as a shell on the effective date. The 18-month transition period for shell companies to maintain a public market after the implementation of the Amended Rule 15c2-11 is expiring on March 28, 2023. Any company that was a shell on September 28, 2021 will become ineligible for broker-dealer proprietary quotes after March 28, 2023 if it is still a shell on that date.
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