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Tuesday, March 21, 2023 2:11:55 PM
Show 10 or so examples where FINRA has brought action against a brokerage for not reporting short interest.
'Are firms required to correct previously reported short interest information?
A2: Yes, firms have an ongoing duty to report complete and accurate short interest information to FINRA pursuant to Rule 4560."
Plus, it isn't possible to short a $0.0001 stock like NPHC.
"Does Rule 4560 apply to short positions held by a firm in a security that resulted from transactions effected outside the United States?
A7. Yes. Rule 4560 applies to positions in any equity security that has a U.S. symbol, irrespective of where the “short sale” is executed or whether the position is reflected on the firm’s books and records under the U.S. CUSIP, CUSIP International Numbering System (CINS) or foreign symbol."
IG
Vindicta violenta Dei contra fures
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