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Re: None

Thursday, 02/09/2023 12:43:22 PM

Thursday, February 09, 2023 12:43:22 PM

Post# of 171868
Form 211

"Rule 15c2-11 governs a broker's ability to submit, publish or distribute quotations (i.e. bids and offers) in OTC securities. The Rule does not apply to the underlying transactions or the ability of an investor to buy or sell a security."

"The Pink Market is broker quoted, and companies seeking to begin or resume being the subject of broker-dealer proprietary quotes on the Pink market should work directly with a broker-dealer to submit a Form 211 with FINRA. To maintain an ongoing public quote, these companies will still need to provide current public disclosure on an ongoing basis, either through the SEC, the company’s home country regulator, or our OTC Disclosure & News Service"