United Western Bancorp Inc (fka UWBKQ)

[iPrelude]

this major shareholder, BLAIR WILLIAM & CO/IL, held but sold

https://www.sec.gov/edgar/search/?r=el#/q=united%2520western%2520bancorp&dateRange=all&category=form-cat3&entityName=BLAIR%2520WILLIAM%2520

this major shaeholder, MENDON CAPITAL ADVISORS CORP (CIK 0001177043), held but did not sell completely

https://www.sec.gov/edgar/search/?r=el#/q=united%2520western%2520bancorp&dateRange=all&category=form-cat3&ciks=0001177043&entityName=MENDON%2520CAPITAL%2520ADVISORS%2520CORP%2520(CIK%25200001177043) ; later on, MENDON CAPITAL ADVISORS CORP (CIK 0001177043) reported holding zero shares of uwbkq : https://www.sec.gov/Archives/edgar/data/1177043/000104746911005085/a2204144z13f-hr.txt


So in my view MENDON CAPITAL ADVISORS CORP (CIK 0001177043) i) did not longer have UWBKQ reporting obligations or ii) abandoned the UWBKQ shares or iii) sold them privately before this report https://www.sec.gov/Archives/edgar/data/1177043/000104746911005085/a2204144z13f-hr.txt (very improbable due to the very short period of time )