Tuesday, December 20, 2022 2:17:39 PM
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Barreto Rodney
(Last) (First) (Middle)
C/O NEXTPLAT CORP, 3250 MARY ST., SUITE 410
3. Date of Earliest Transaction (Month/Day/Year)
12/14/2022
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director
Officer (give title below)
10% Owner
Other (specify below)
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting Person
(Street)
COCONUT GROVE
FL 33133
(City) (State)
(Zip)
2. Issuer Name and Ticker or Trading Symbol NextPlat Corp [ NXPL ]
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction Date (Month/Day/Year)
2A. Deemed Execution Date, if any (Month/Day/Year)
3. 4. Securities Acquired (A) or Disposed Of Transaction (D) (Instr. 3, 4 and 5)
Code (Instr.
8)
Code V Amount (A) or Price (D)
PA
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock
12/14/2022
1,085,714(1)
$1,899,999.5
1,476,085
I
Held by RLB Market Investments, LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
2. Conversion or Exercise Price of Derivative Security
3. Transaction Date (Month/Day/Year)
3A. Deemed Execution Date, if any (Month/Day/Year)
Code
12/14/2022 P
V
(A)
1,085,714(1)
(D)
Date Exercisable
12/14/2022
Expiration Date
12/14/2025
Title
Common Stock
Amount or Number of Shares
1,085,714 (1)
4. Transaction Code (Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date (Month/Day/Year)
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
8. Price of Derivative Security (Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
11. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock Warrants
$1.75
1,085,714
Held by
I RLB Market Investments,
LLC(2)
Explanation of Responses:
1. On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.
2. Mr. Barreto is the president of RLB Market Investments, LLC
/s/ Rodney Barreto 12/20/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Recent NXPL News
- NextPlat Announces Completion of Merger and Business Combination with Progressive Care Inc. as Company Focuses on Growth in Healthcare, Technology and Personal Wellness Markets • PR Newswire (US) • 10/01/2024 12:04:00 PM
- NextPlat Announces Results of Annual Meeting of Stockholders • PR Newswire (US) • 09/16/2024 09:35:00 PM
- Progressive Care Inc. Announces Results of Special Meeting of Stockholders • PR Newswire (US) • 09/16/2024 09:27:00 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/14/2024 03:52:42 PM
- NextPlat Reports 474% Increase in Consolidated Q2 Revenues to $17 Million and Record 34.2% Quarterly Margins; $70 Million in 2024 Annual Revenues Expected • PR Newswire (US) • 08/14/2024 12:00:00 PM
- Progressive Care Inc. Announces Second Quarter 2024 Revenues of $13.5 Million, an Increase of 17% as Gross Margin Expands to 35% • PR Newswire (US) • 08/14/2024 11:30:00 AM
- Form EFFECT - Notice of Effectiveness • Edgar (US Regulatory) • 08/07/2024 04:15:11 AM
- Form 424B3 - Prospectus [Rule 424(b)(3)] • Edgar (US Regulatory) • 08/06/2024 08:48:09 PM
- Form S-4/A - Registration of securities, business combinations: [Amend] • Edgar (US Regulatory) • 07/16/2024 07:22:51 PM
- NextPlat Expands E-Commerce Program in China to Include Broad Retail Distribution and Adds Digital/Social Media Marketing Capabilities with New Marketing Partner • PR Newswire (US) • 07/02/2024 12:00:00 PM
- Global Telesat Begins Sales of SpaceX's Starlink as Authorized Reseller Through Joint Venture Agreement with Pivotel Solutions Inc. (dba Pulsar) • PR Newswire (US) • 05/20/2024 12:00:00 PM
- Progressive Care Inc. Announces Record First Quarter 2024 Revenues of $14.6 Million, an Increase of 28% Over First Quarter 2023 Results • PR Newswire (US) • 05/15/2024 04:26:00 PM
- NextPlat Reports Record Consolidated Q1 2024 Revenues of $17.5 Million Compared to $2.9 Million in Q1 2023 (508% Increase) as Quarterly Margins Improve to 27.5% • PR Newswire (US) • 05/15/2024 02:09:00 PM
- NextPlat Announces Proposed Business Combination with Progressive Care Inc. • PR Newswire (US) • 04/12/2024 12:41:00 PM
- NextPlat Reports Consolidated Year-End 2023 Results with Increased Revenues of $37.8 Million, Record Annual Margins of 30% and $26.3 Million in Cash • PR Newswire (US) • 04/11/2024 08:38:00 PM
- Progressive Care Inc. Announces Record Full Year 2023 Results with Revenues of $49.7 Million, an Increase of 22% with Annual Gross Margins of 30% • PR Newswire (US) • 04/11/2024 08:00:00 PM
- NextPlat Expands North American Technology E-Commerce Business with Acquisition of Outfitter Satellite Inc. • PR Newswire (US) • 03/26/2024 12:00:00 PM
- NextPlat Opens OPKO Health-Branded Storefront on Alibaba's Tmall Global Platform in China on March 1st • PR Newswire (US) • 02/28/2024 02:31:00 PM
- NextPlat Receives Initial Approvals to Launch OPKO Health-Branded Storefront on Alibaba's Tmall Global Platform in China • PR Newswire (US) • 02/05/2024 01:09:00 PM
- Progressive Care's PharmcoRx Pharmacies Expands Medicare Advantage Over-the-Counter Benefits Acceptance Program Through New Agreement with ProHealth Connect • PR Newswire (US) • 12/14/2023 01:00:00 PM
- Progressive Care's PharmcoRx Enters into Agreement with NationsBenefits to Offer Enhanced OTC Benefits to Health Plan Members • PR Newswire (US) • 11/20/2023 01:00:00 PM
- NextPlat Reports Consolidated Third Quarter 2023 Results with Increased Revenues of $15.3 Million, Margins Improve to 30% and $2.7 Million Net Income • PR Newswire (US) • 11/14/2023 01:45:00 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 10/18/2023 08:25:56 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 10/12/2023 08:24:44 PM
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