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Re: PCE post# 60740

Wednesday, 02/14/2007 3:16:57 PM

Wednesday, February 14, 2007 3:16:57 PM

Post# of 82841
Um, are you sure they're acting as a "stock broker?" It's illegal to broker securities w/o a license regardless of whether the client is a small retailer or an institution. So called "professionals" can indeed sue their butts as can the government if they're acting as unlicensed brokers as you claim.



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