Sunday, September 25, 2022 12:09:16 PM
But that has not always been my experience with other transfer agents, one of whom was issued a cease and desist order, and was forced to disgorge his ill-gotten gain, plus interest and penalties.
https://www.sec.gov/litigation/admin/2017/33-10303.pdf
A toxic lender in that case was also involved in a separate company. That company's TA was charged with the unauthorized selling of one billion shares of the company, and then having the proceeds of that sell wired into his personal bank account.
Management has said they learned a lot about how governmental agencies work, and about our competitors' behavior. But you can't always trust gatekeepers, either.
This is the last week of the 3rd Quarter, and I think snakes in the grass may be a moot concern by now. But that may not be. I like what I am seeing, and that includes what appears to be the 66% short volume Friday. "The short sale volume percent (not short interest) for stock ticker HGEN is 66% on Sep 23, 2022."
http://shortvolumes.com/?t=HGEN
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