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Friday, September 23, 2022 11:40:18 AM
Meanwhile it’s been almost 3 years since Davis has submitted financials to bring WRFX / ASTA current, which is at least one of the reasons why they’re EM, it’s not eligible for proprietary broker-dealer quotations. They were given fair warning that companies will need to provide the required disclosure to OTC Markets by June 30th, 2021. That was to ensure that the OTCMARKETS Issuer Compliance Team had sufficient time to review and update market status for a company’s securities prior to the rule’s compliance date on September 28th, 2021.
They didn’t make either of the dates, hence WRFX / ASTA is still Dark/EM.
There is so much more, it’s difficult to put it all in one piece. There are hundreds of documents filed on the case if you’d like to read them. They’re filed under The Superior Court of California, County of Los Angeles for:
BRADLEY M. LISTERMANN VS JAMES DAVIS AKA MICK DAVISE, ET AL.
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