SEC Form 4. MARK A. RUSSELL
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/19/2022 M 91,114 A $1.06 2,903,460 D
Common Stock(1) 09/19/2022 S 342 D $5.038(2) 2,903,118 D
Common Stock(1) 09/19/2022 S 1,500 D $4.836(3) 2,901,618 D
Common Stock(1) 09/19/2022 S 15,772 D $5.04(4) 2,885,846 D
Common Stock(1) 09/19/2022 S 73,500 D $4.828(5) 2,812,346 D
Common Stock 09/20/2022 M 75,000 A $1.06 2,887,346 D
Common Stock(1) 09/20/2022 S 1,500 D $4.572(6) 2,885,846 D
Common Stock(1) 09/20/2022 S 73,500 D $4.571(7) 2,812,346 D
Explanation of Responses:
1. The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
2. This transaction was executed in multiple trades at prices ranging from $5.02 to $5.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
3. This transaction was executed in multiple trades at prices ranging from $4.57 to $5.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
4. This transaction was executed in multiple trades at prices ranging from $5.00 to $5.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
5. This transaction was executed in multiple trades at prices ranging from $4.56 to $5.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
6. This transaction was executed in multiple trades at prices ranging from $4.53 to $4.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
7. This transaction was executed in multiple trades at prices ranging from $4.52 to $4.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
8. Option is fully vested and exercisable.
