If this were true, then your admitting that the Moon Equity Dream team, Frank Ottaviani, Alison Galardi, or their counsel are not as smart as everyone thinks and didn't do their proper due diligence by looking at the first thing a TA gives to a potential new buyer, a Shareholder list to see who owns what. If anyone looked at the shareholder list you knew in advance who owned what and how much they owed.
This would also be a list for the new company like Moon to start trying to attack old deals like with Angelo Sokus and steal them for themselves or cut deals with people and sell these shares through third parties.
Don't tell me that Alison doesn't have those kinds of contacts to be doing this while the company blames everyone else.
This is standard in all transactions in public companies.
So now why should we trust them to be honest with us shareholders, when they're desperate and hasty in their actions?
Or maybe the current Moon Team is just trying to scam over the old deals to gain shares for themselves?
Why do you put the blame on others? It s easy to make excuses for people that are long gone and the new team is selling off like crazy.
I find it interesting after calling Continental Stock Transfer and speaking to the former Moon Equity Holding account manager Charlotte Hewitt and many other employees that had this account bouncing around for weeks, Moon Equity Holding Corp was rejected by the Head Compliance Officer and Corporate Secretary Michael Mullings for potential legal concerns that Frank Ottaviani demanded them to perform illegal actions.
Therefore the TA at the advice of counsel could not accept the risk of taking on Moon Equity Holding Corp as a client.
Now that's what forced Frank Ottaviani and Alsion to seek another TA that would accept them.
The general consensus is that Frank and Alison keep moving TAs because he is trying to not allow shareholders to conduct business, while he prepares for a reverse split, all the while he keeps threatening to sue everyone who doesn't do what he wants.
The statement from one account manager was we don't have to like our clients to do business with them but they must not break federal laws or we have to fire them for the protection of our own business and the SEC will catch up with these people sooner or later.
For anyone who would like to call Continel Stock Transfer like I did to perform my Due Diligence, I have provided the information below.
Continental Stock Transfer & Trust
Are you among our current issuers or shareholders? Call 212.509.4000 or email cstmail@continentalstock.com to connect with us.
Michael Mullings, MS
Chief Compliance Officer & Corporate Secretary
Michael has been with Continental for over 30 years and deals primarily with the clients’ executive officers and directors and their securities counsel. He interprets SEC rules to guide clients and is committed to finding solutions to complex problems.
Michael also serves as a Senior Relationship Manager for some of Continental’s most sensitive accounts. He is responsible for all aspects of:
legally restricted transfers,
original issuances stemming from initial, secondary, and follow-on public offerings,
private placements,
warrant exercises, and
employee benefit plans.
He is also responsible for reviewing all legal agreements in which Continental is a party. Michael oversees and manages the implementation of procedures to ensure that Continental complies with all regulatory requirements.
He is a member of the Securities Transfer Association and the Shareholder Services Association.
