Blum Holdings Inc (BLMH)

[ThomasAn]

Thanks for that link. So, they have no obligation to file a week PRIOR to a quarterly or annual (so long as they issue a press release at the same time) ... but they are in violation of 3.1.l.2 for not issuing a press release for the management change at the same time as they filed the 8K. The 8K alone was not enough.

"2. Timely Disclosure of Material News Releases/Developments:
A. An OTCQX Company is expected to release quickly to the public any news or
information which might reasonably be expected to materially affect the market for
its securities. This is one of the most important and fundamental purposes of
the OTCQX market.
B. An OTCQX Company should also act promptly to dispel unfounded rumors that
result in unusual market activity or price variations.
C. Information required to be released quickly to the public under this Section 3.1
(l)(2) should be disclosed in a press release through the OTC Disclosure & News
Service or an Integrated Newswire (or a combination of methods).


Annual and quarterly earnings, dividend announcements, mergers, acquisitions, tender
offers, stock splits, -->major management changes<--,"