Monday, February 21, 2022 4:16:46 PM
The deadline for FINRA to process our Form NMA was extended several times, because the OTC Link business model does not fit easily into the typical ATS framework, which was designed to accommodate Electronic Communications Networks (ECNs), dark pools and other ATS business models that serve as executing brokers or matching agents. We believe OTC Link is not an executing broker or a matching agent, because on our platform ultimate control of any execution is held by the broker-dealer subscriber.
https://acrobat.adobe.com/link/review?uri=urn:aaid:scds:US:5b176737-9a4b-31a3-b105-31e7ed9e8f9e
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