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Thursday, January 13, 2022 5:33:06 PM
Just read the Form 144. That's what they are for -- to document registered stock sales. Sold through Fidelity approximately 2/01/21 as she reported.
So, on 06/12/19, Deborah Kelly had 691,208 shares.
https://www.secform4.com/filings/1175680/0000899243-19-017092.htm
Then on 05/01/2020, she had 691,208 shares.
https://www.secform4.com/filings/1175680/0001807094-20-000006.htm
Then 02/01/2021 happened somewhere about here.....
Then on 02/05/2021 she had exercised cashless warrant claim for 166,000 warrants to result in now having 782,408 shares.
https://www.secform4.com/filings/1175680/0001807094-21-000001.htm
Then on 08/06/2021 she had 782,408 shares....
https://www.secform4.com/filings/1175680/0000899243-21-032395.htm
If that "sale" of Deborah Kelly happened on 2/01/21....can you explain how she has more shares? ...sounds like she accumulated *MORE* shares. And can someone point me to the Form 4 that documented any disposal of shares by Deborah Kelly?
Someone please help wiff my 'maffing skillz here.....
Or is there a misunderstanding what a Form 144 is?
Q. If I file a Form 144, do I have to sell my shares?
A. A person filing a Form 144 must have a bona fide intention to sell the shares within a reasonable time after the filing of a Form 144. However, the filing of Form 144 does not prevent the filer from changing their decision about selling their shares or obligate the filer to sell their shares.
https://www.securitieslawyer101.com/2015/file-form-144-going-public-attorneys/
..and 90 days passed without another Form 144 registered which means the intent to sell is no longer present.
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