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Re: DSherman post# 51569

Thursday, 01/06/2022 11:22:04 AM

Thursday, January 06, 2022 11:22:04 AM

Post# of 52608
Only if they try to get the RS in under the 10-day window!

FINRA records the RS, as long as it falls in the parameters of the rules.
FINRA doesn't give permission.

I did not state FINRA had to approve BUT, FINRA can disapprove.

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