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Monday, December 27, 2021 12:49:03 PM
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COMPLAINT FORM
Tips, Complaints, and Referrals
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Fraudulent investment scheme, such as a Ponzi scheme or the promise of high-yield returns
Unregistered securities offering
General trading practices or pricing issues
Manipulation of a security
Insider trading
Material misstatement or omission in a company's public filings or financial statements, or a failure to file
Municipal securities transactions or public pension plans
Specific market event or condition
Bribery of, or improper payments to, foreign officials (Foreign Corrupt Practices Act Violations)
Initial coin offerings and cryptocurrencies
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