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Lufrance

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Lufrance

Re: SC777 post# 52148

Wednesday, 12/22/2021 12:49:18 PM

Wednesday, December 22, 2021 12:49:18 PM

Post# of 66829
Yep, they go through a process, unfortunately right now at the end of the day if the MM’s are found to be in violation of SEC rules they get fined and the penalty is usually much less than what they have made. SEC is trying to make changes to that so that there is a bigger deterrent to breaking SEC regulations.
ICOA
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