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Friday, December 10, 2021 9:25:56 AM
In Greg’s case it would appear that he has gone out of his way to avoid being designated as a Section 16b officer, director or 10% affiliate in order to avoid the selling and reporting restrictions of Rule 144.
Were he determined to be an affiliate or control person then the SEC would have ample basis to go after him for violation of Securities Law.
This appears to have been going on for quite some time.
I highly doubt he will file a lawsuit. For the simple reason that he knows that if he were subject to discovery he is quite likely toast.
TK.
"Harsh reality is always better than false hope"
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