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Re: ANTI-BAGHOLDER post# 46878

Wednesday, 11/24/2021 10:52:08 AM

Wednesday, November 24, 2021 10:52:08 AM

Post# of 50878
From the SEC website:

Updating the “piggyback” exception, which allows broker-dealers to rely on the quotations of another broker-dealer that initially complied with the information review requirement, to require, among other things, that issuer information, depending on the issuer’s regulatory status, be current and publicly available, timely filed, or filed within 180 calendar days from a specified period

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