InvestorsHub Logo
Followers 6
Posts 206
Boards Moderated 0
Alias Born 05/08/2021

Re: Dina post# 69156

Wednesday, 11/24/2021 2:48:53 AM

Wednesday, November 24, 2021 2:48:53 AM

Post# of 171630
Application for Approval of Change in Ownership, Control, or Business Operations
Once GVSI is SEC fIler he can apply for change in ownership and control with FINRA which will give him a clean slate as SEC filer. No need for previous delinquent fins.
Link:
https://www.finra.org/rules-guidance/rulebooks/finra-rules/1017