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Friday, October 01, 2021 9:18:18 AM
https://www.otcmarkets.com/learn/15c2-11-resource-center
When will OTC Markets Group conduct initial information reviews under Rule 15c2-11?
OTC Markets Group may begin to conduct initial information reviews after September 28, 2021 for companies applying to the OTCQX and OTCQB markets as part of the normal application process.
Companies seeking to begin or resume being the subject of broker-dealer proprietary quotes on the Pink market should work directly with a broker-dealer to submit a Form 211 with FINRA. To maintain an ongoing public quote, these companies will still need to provide current public disclosure on an ongoing basis, either through the SEC, the company’s home country regulator, or our OTC Disclosure & News Service
OTCMarkets has been posting an updated spreadsheet every day that contains a listing of each companies current status regarding compliance...
DISCLAIMER: Anything that I may post should be viewed as a personal opinion. Do not misconstrue these opinions as investment or trading advice. All posts are for entertainment purposes only!
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