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Tuesday, 09/14/2021 10:21:17 AM

Tuesday, September 14, 2021 10:21:17 AM

Post# of 111967
$ARGQ June 30, 2021 Q2 2021 Quarterly Report

"Note 15 – Subsequent Events

On June 16, 2021, the U.K. Financial Conduct Authority (FCA) requested that Cheshire Trafford (UK) Limited file a voluntary application of a requirement (VREQ) (FRN 115194). This VREQ was executed by management and formally sent to the U.K. FCA within the prescribed time frame."

UK FCA RESTRICTIONS

Client Money

This firm cannot hold client money. It may be able to control client money if it has the necessary requirements.

Specific requirements may change this firm's ability to hold or control client money – see below for details.

Effective since Requirement

17 Jun 2021

Requirement to cease all regulated activities