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Monday, September 13, 2021 9:32:40 PM
Pursuant to FINRA Rule 4560, member firms are required to report total short positions in all customer and proprietary firm accounts in all equity securities to FINRA on a bi-monthly basis. These filings are made online using the Short Interest reporting system accessible via FINRA Gateway at gateway.finra.org. https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest
Also keep in mind that Naked Shorting may and may not exist! Unfortunately know one would know. https://www.investopedia.com/terms/n/nakedshorting.asp
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- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 08/21/2023 02:46:49 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 08/08/2023 12:10:38 PM
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