Not being an attorney, my thought would be inquiry with the SEC involving the facts (dated material about the surprise RS and then the subsequent awarding of the 33 million days later, with no Form 4 filings to my knowledge with the SEC)would be the only step. Even with that, given this is a pinkie who knows if they do anything. It would all come down to if they wanted to make an example out of them, IMHO.
Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.