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Wednesday, 08/18/2021 11:45:38 PM

Wednesday, August 18, 2021 11:45:38 PM

Post# of 113741
In September 2020, the SEC updated Exchange Act Rule 15c2-11 which become effective on September 28, 2021. These regulatory changes prohibit broker-dealers such as IBKR from displaying quotes for securities whose issuer has not met public reporting requirements.

Wonder if SBFM will hire a real attorney next time for the uplist. If the good Dr. had any common sense he'd hired an attorney the first time. And they would of told him it was a no go. Showed me it was amateur hour at SBFM.
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